證券相關(guān)英語詞匯A-C
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證券相關(guān)英語詞匯A:
accredited 隸屬
adjusted liabilities 經(jīng)調(diào)整負(fù)債
advertisement 廣告
advising on corporate finance 就機(jī)構(gòu)融資提供意見
advising on futures contracts 就期貨合約提供意見
advising on securities 就證券提供意見
Advisory Committee 咨詢委員會
agents 代理人
aggregate gross foreign currency position 合計(jì)外幣總持倉量
agreement 協(xié)議
agreement in writing 書面協(xié)議
amount of margin required to be deposited 按規(guī)定須存放的保證金數(shù)額
ancillary stabilizing action 附帶穩(wěn)定價(jià)格行動(dòng)
appeal panel 上訴委員會
applicant 申請人
application 申請
application for review 復(fù)核申請
appointed day 指定日期
approved bank incorporated outside Hong Kong
法團(tuán)的銀行以外成立為核準(zhǔn)的在香港
approved credit rating agency 核準(zhǔn)信貸評級機(jī)構(gòu)
approved custodian 核準(zhǔn)保管人
approved futures exchange 核準(zhǔn)期貨交易所
approved introducing agent 核準(zhǔn)介紹代理人
approved investment adviser 認(rèn)可投資顧問
approved lending agent 核準(zhǔn)借出代理人
approved person 核準(zhǔn)人士
approved redeemable shares 核準(zhǔn)可贖回股份
approved regional exchange 認(rèn)可地區(qū)性交易所
approved securities borrowing and lending counterparty
核準(zhǔn)證券借貸對手方
approved share registrar 認(rèn)可股份登記員
approved standby subordinated loan facility 核準(zhǔn)備用后償貸款融通
approved stock exchange 核準(zhǔn)證券交易所
approved subordinated loan 核準(zhǔn)后償貸款
arbitration panel 仲裁小組
arbitrator 仲裁人
articles 章程細(xì)則
asset management 資產(chǎn)管理
associate 有聯(lián)系者
associated corporation 相聯(lián)法團(tuán)
associated entity 有聯(lián)系實(shí)體
associated person 相聯(lián)者
audit working papers 審計(jì)工作材料
auditor 核數(shù)師
authorized ATS provider 認(rèn)可自動(dòng)化交易服務(wù)提供者
authorized automated trading services 認(rèn)可自動(dòng)化交易服務(wù)
authorized financial institution 認(rèn)可財(cái)務(wù)機(jī)構(gòu)
authorized mutual fund 認(rèn)可互惠基金
authorized person 獲授權(quán)人
authorized representative 獲授權(quán)代表
authorized unit trust 認(rèn)可單位信托
automated trading service provider 自動(dòng)化交易服務(wù)提供者
automated trading services 自動(dòng)化交易服務(wù)
average monthly turnover 平均每月成交額
證券相關(guān)英語詞匯B、C:
banker 銀行
banker’s book 銀行簿冊
basic amount 基本數(shù)額
basic information 基本數(shù)據(jù)
bilateral netting agreement 雙邊凈額結(jié)算協(xié)議
blanket assurance 概括性保證
body 團(tuán)體
bond broker 債券經(jīng)紀(jì)
bond dealer 債券交易商
books 簿冊
borrow 借用安排
broadcast 廣播
broadcaster 廣播業(yè)者
broker 經(jīng)紀(jì)
business day 營業(yè)日
calculation 有關(guān)計(jì)算
call 造訪
capital account 資本帳
cash settled equity derivatives 現(xiàn)金結(jié)算股本衍生工具
CE number 中央編號
certificate of deposit 存款證
charge 押記
chief executive 最高行政人員
claimant 申索人
Claims Rules 《申索規(guī)則》
clearing house 結(jié)算所
clearing participant 結(jié)算所參與者
clerk 書記
client 客戶
client assets 客戶資產(chǎn)
client collateral 客戶抵押品
client contract 客戶合約
client money 客戶款項(xiàng)
client securities 客戶證券
client securities and collateral 客戶證券及抵押品
closing date 截止日期
codes 守則
collateral 抵押品
collateralized warrants 有抵押權(quán)證
collective investment scheme 集體投資計(jì)劃
Commission 證監(jiān)會;監(jiān)察委員會
commission 傭金
Commissioner of the Independent Commission Against Corruption
廉政專員
common client 共同客戶
companies inspector 公司審查員
company 公司
compensation 賠償
compensation fund 賠償基金
complaints officer 投訴主任
completion 完成
concentration discounting factor 集中折扣系數(shù)
conditional offer 有條件要約
conduct 行為
constitution 章程
contract multiplier 合約乘數(shù)
controller 控制人
controlling entity 控權(quán)實(shí)體
controlling entity relationship 控權(quán)實(shí)體關(guān)系
controlling person 控權(quán)人士
corporate finance adviser, corporate finance consultant
機(jī)構(gòu)融資顧問
corporation 法團(tuán)
court 法庭;法院
credit union 儲蓄互助社
criminal investigatory body 刑事調(diào)查機(jī)構(gòu)
currency futures contract 貨幣期貨合約
custodian 保管人
custodian statement 保管人結(jié)單